Search Result

421 - 440 of 1029 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications