Search Result

21 - 40 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers