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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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