Search Result

261 - 280 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction