Search Result

201 - 220 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies