Search Result

181 - 200 of 914 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COND 1.3 General

As Published: 2001

COND 1.3 General

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance