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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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SUP 9.4 Reliance on individual guidance

SYSC 4.4 Apportionment of responsibilities

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 8.4 Invitation or inducement

SUP 6.4 Applications for cancellation of permission

PERG 5.13 Appointed representatives

PERG 2.11 What to do now ?

LR 8.6 Criteria for approval as a sponsor

PERG 4.6 Advising on regulated mortgage contracts

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 5.1 Application and purpose

PERG 13.6 The recast Capital Adequacy Directive

PERG 8.12 Exemptions applying to all controlled activities

PERG 4.10 Exclusions applying to more than one regulated activity

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

BIPRU 12.2 Adequacy of liquidity resources

REC 1.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

REC 6.7 Notification rules for overseas recognised bodies