Search Result

921 - 940 of 1030 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus