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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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