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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus