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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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