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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification