Search Result

481 - 500 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate