Search Result

441 - 460 of 952 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices