Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 8.4 Employers’ Liability Insurance

INSPRU 1.2 Mathematical reserves

RCB 2.3 Determination of registration

PERG 2.6 Specified investments: a broad outline

SYSC 10.1 Application

PERG 5.11 Other aspects of exclusions

PERG 6.7 Examples

MCOB 5.6 Content of illustrations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.3 Contracts of insurance

FEES 6.7 Payment of levies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading