Search Result

361 - 380 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements