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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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