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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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