Search Result

261 - 280 of 513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1