Search Result

241 - 260 of 953 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PR App 3.1

As Published: 2005

PR App 3.1

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 6.1 Application

As Published: 2005

LR 6.1 Application

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 15.1 Application

As Published: 2005

LR 15.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations