Search Result

181 - 200 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters