Search Result

661 - 680 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities