Search Result

441 - 460 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers