Search Result

241 - 260 of 1048 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4