Search Result

901 - 920 of 994 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure