Search Result

61 - 80 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting