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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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Similar To

RCB 4.1 Application and purpose

DTR 5.9 Filing of information with competent authority

SUP 13.1 Application and purpose

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SYSC 4.3 Responsibility of senior personnel

DISP 2.1 Purpose, interpretation and application

CASS 6.2 Holding of client assets

SUP 16.6 Compliance reports

REC 2.14 Rules and consultation

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading