Search Result

441 - 460 of 567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

TC App 5.1

As Published: 2010

TC App 5.1

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application