Search Result

441 - 460 of 953 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing