Search Result

341 - 360 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns