Search Result

261 - 280 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers