Search Result

141 - 160 of 816 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules