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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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