Search Result

561 - 580 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices