Search Result

541 - 560 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation