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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme