Search Result

501 - 520 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information