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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading