Search Result

401 - 420 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions