Search Result

321 - 340 of 793 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers