Search Result

321 - 340 of 950 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

…

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…