Search Result

301 - 320 of 952 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules