Search Result

281 - 300 of 1011 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures