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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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