Search Result

161 - 180 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence