Search Result

741 - 760 of 1074 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application