Search Result

681 - 700 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities