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661 - 680 of 850 items.
CASS 9.2 Prime broker's daily report to clients
As Published: 2010
CASS 9.2 Prime broker's daily report to clients
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MAR 1.4 Market abuse (improper disclosure)
As Published: 2001
MAR 1.4 Market abuse (improper disclosure)
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BIPRU 3.5 Simplified method of calculating risk weights
As Published: 2007
BIPRU 3.5 Simplified method of calculating risk weights
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PERG 8.26 The investment must be a particular investment
As Published: 2005
PERG 8.26 The investment must be a particular investment
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COBS 16.1 General client reporting requirement
As Published: 2007
COBS 16.1 General client reporting requirement
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COBS 9.3 Guidance on assessing suitability
As Published: 2007
COBS 9.3 Guidance on assessing suitability
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LR 1.3 Information gathering and publication
As Published: 2005
LR 1.3 Information gathering and publication
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