Search Result

661 - 680 of 889 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

…

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

…

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

…

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

…

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

…

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…