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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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